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JOHN D. ASHCROFT, ATTORNEY GENERAL, et al., PETITIONERS
v.
THE FREE SPEECH COALITION et al.
No. 00-795
United States Supreme Court.
Argued October 30, 2001
Decided April 16, 2002
Syllabus [FN*]
FN* The syllabus constitutes no part of the opinion
of the Court but has been prepared by the Reporter of Decisions for
the convenience of the reader. See United States v. Detroit Timber
& Lumber Co., 200 U. S. 321, 337.
The Child Pornography Prevention Act of 1996 (CPPA)
expands the federal prohibition on child pornography to include not only
pornographic images made using actual children, 18 U. S. C. § 2256(8)(A),
but also 'any visual depiction, including any photograph, film, video,
picture, or computer or computer- generated image or picture' that 'is, or
appears to be, of a minor engaging in sexually explicit conduct,' §
2256(8)(B), and any sexually explicit image that is 'advertised, promoted,
presented, described, or distributed in such a manner that conveys the
impression' it depicts 'a minor engaging in sexually explicit conduct,' §
2256(8)(D). Thus, § 2256(8)(B) bans a range of sexually explicit images,
sometimes called 'virtual child pornography,' that appear to depict minors
but were produced by means oth er than using real
children, such as through the use of youthful-looking adults or
computer-imaging technology. Section 2256(8)(D) is aimed at preventing the
production or distribution of pornographic material pandered as child
pornography. Fearing that the CPPA threatened their activities,
respondents, an adult-entertainment trade association and others, filed
this suit alleging that the 'appears to be' and 'conveys the impression'
provisions are overbroad and vague, chilling production of works protected
by the First Amendment. The District Court disagreed and granted the
Government summary judgment, but the Ninth Circuit reversed. Generally,
pornography can be banned only if it is obscene under Miller v.
California, 413 U. S. 15, but pornography depicting actual children can be
proscribed whether or not the images are obscene because of the State's
interest in protecting the children exploited by the production process,
New York v. Ferber, 458 U. S. 747, 758, and in prosecuting those who
promote such sexual exploitation, id., at 761. The Ninth Circuit held the
CPPA invalid on its face, finding it to be substantially overbroad because
it bans materials that are neither obscene under Miller nor produced by
the exploitation of real children as in Ferber.
Held: The prohibitions of § § 2256(8)(B) and
2256(8)(D) are overbroad and unconstitutional. Pp. 6-21.
(a) Section 2256(8)(B) covers materials beyond the
categories recognized in Ferber and Miller, and the reasons the Government
offers in support of limiting the freedom of speech have no justification
in this Court's precedents or First Amendment law. Pp. 6-19.
(1) The CPPA is inconsistent with Miller. It extends to
images that are not obscene under the Miller standard, which requires the
Government to prove that the work in question, taken as a whole, appeals
to the prurient interest, is patently offensive in light of community
standards, and lacks serious literary, artistic, political, or scientific
value, 413 U. S., at 24. Materials need not appeal to the prurient
interest under the CPPA, which proscribes any depiction of sexually
explicit activity, no matter how it is presented. It is not necessary,
moreover, that the image be patently offensive. Pictures of what appear to
be 17-year-olds engaging in sexually explicit activity do not in every
case contravene community standards. The CPPA also prohibits speech having
serious redeeming value, proscribing the visual depiction of an idea--
that of teenagers engaging in sexual activity--that is a fact of modern
society and has been a theme in art and literature for centuries. A number
of acclaimed movies, filmed without any child actors, explore themes
within the wide sweep of the statute's prohibitions. If those movies
contain a single graphic depiction of sexual activity within the statutory
definition, their possessor would be subject to severe punishment without
inquiry into the literary value of the work. This is inconsistent with an
essential First Amendment rule: A work's artistic merit does not depend on
the presence of a single explicit scene. See, e.g., Book Named 'John
Cleland's Memoirs of a Woman of Pleasure' v. Attorney General of Mass.,
383 U. S. 413, 419. Under Miller, redeeming value is judged by considering
the work as a whole. Where the scene is part of the narrative, the work
itself does not for this reason become obscene, even though the scene in
isolation might be offensive. See Kois v. Wisconsin, 408 U. S. 229, 231
(per curiam). The CPPA cannot be read to prohibit obscenity, because it
lacks the required link between its prohibitions and the affront to
community standards prohibited by the obscenity definition. Pp. 6-11.
(2) The CPPA finds no support in Ferber. The Court
rejects the Government's argument that speech prohibited by the CPPA is
virtually indistinguishable from material that may be banned under Ferber.
That case upheld a prohibition on the distribution and sale of child
pornography, as well as its production, because these acts were
'intrinsically related' to the sexual abuse of children in two ways. 458
U. S., at 759. First, as a permanent record of a child's abuse, the
continued circulation itself would harm the child who had participated.
See id., at 759, and n. 10. Second, because the traffic in child
pornography was an economic motive for its production, the State had an
interest in closing the distribution network. Id., at 760. Under either
rationale, the speech had what the Court in effect held was a proximate
link to the crime from which it came. In contrast to the speech in Ferber,
speech that is itself the record of sexual abuse, the CPPA prohibits
speech that records no crime and creates no victims by its production.
Virtual child pornography is not 'intrinsically related' to the sexual
abuse of children. While the Government asserts that the images can lead
to actual instances of child abuse, the causal link is contingent and
indirect. The harm does not necessarily follow from the speech, but
depends upon some unquantified potential for subsequent criminal acts. The
Government's argument that these indirect harms are sufficient because, as
Ferber acknowledged, child pornography rarely can be valuable speech, see
id., at 762, suffers from two flaws. First, Ferber's judgment about child
pornography was based upon how it was made, not on what it communicated.
The case reaffirmed that where the speech is neither obscene nor the
product of sexual abuse, it does not fall outside the First Amendment's
protection. See id., at 764-765. Second, Ferber did not hold that child
pornography is by definition without value. It recognized some works in
this category might have significant value, see id., at 761, but relied on
virtual images--the very images prohibited by the CPPA--as an alternative
and permissible means of expression, id., at 763. Because Ferber relied on
the distinction between actual and virtual child pornography as supporting
its holding, it provides no support for a statute that eliminates the
distinction and makes the alternative mode criminal as well. Pp. 11-13.
(3) The Court rejects other arguments offered by the
Government to justify the CPPA's prohibitions. The contention that the
CPPA is necessary because pedophiles may use virtual child pornography to
seduce children runs afoul of the principle that speech within the rights
of adults to hear may not be silenced completely in an attempt to shield
children from it. See, e.g., Sable Communications of Cal., Inc. v. FCC,
492 U. S. 115, 130-131. That the evil in question depends upon the actor's
unlawful conduct, defined as criminal quite apart from any link to the
speech in question, establishes that the speech ban is not narrowly drawn.
The argument that virtual child pornography whets pedophiles' appetites
and encourages them to engage in illegal conduct is unavailing because the
mere tendency of speech to encourage unlawful acts is not a sufficient
reason for banning it, Stanley v. Georgia, 394 U. S. 557, 566, absent some
showing of a direct connection between the speech and imminent illegal
conduct, see, e.g., Brandenburg v. Ohio, 395 U. S. 444, 447 (per curiam).
The argument that eliminating the market for pornography produced using
real children necessitates a prohibition on virtual images as well is
somewhat implausible because few pornographers would risk prosecution for
abusing real children if fictional, computerized images would suffice.
Moreover, even if the market deterrence theory were persuasive, the
argument cannot justify the CPPA because, here, there is no underlying
crime at all. Finally, the First Amendment is turned upside down by the
argument that, because it is difficult to distinguish between images made
using real children and those produced by computer imaging, both kinds of
images must be prohibited. The overbreadth doctrine prohibits the
Government from banning unprotected speech if a substantial amount of
protected speech is prohibited or chilled in the process. See Broadrick v.
Oklahoma, 413 U. S. 601, 612. The Government's rejoinder that the CPPA
should be read not as a prohibition on speech but as a measure shifting
the burden to the accused to prove the speech is lawful raises serious
constitu tional difficulties.
The Government misplaces its reliance on § 2252A(c), which creates an
affirmative defense allowing a defendant to avoid conviction for
nonpossession offenses by showing that the materials were produced using
only adults and were not otherwise distributed in a manner conveying the
impression that they depicted real children. Even if an affirmative
defense can save a statute from First Amendment challenge, here the
defense is insufficient because it does not apply to possession or to
images created by computer imaging, even where the defendant could
demonstrate no children were harmed in producing the images. Thus, the
defense leaves unprotected a substantial amount of speech not tied to the
Government's interest in distinguishing images produced using real
children from virtual ones. Pp. 13-19.
(b) Section 2256(8)(D) is also substantially overbroad.
The Court disagrees with the Government's view that the only difference
between that provision and § 2256(8)(B)'s 'appears to be' provision is
that § 2256(8)(D) requires the jury to assess the material at issue in
light of the manner in which it is promoted, but that the determination
would still depend principally upon the prohibited work's content. The
'conveys the impression' provision requires little judgment about the
image's content; the work must be sexually explicit, but otherwise the
content is irrelevant. Even if a film contains no sexually explicit scenes
involving minors, it could be treated as child pornography if the title
and trailers convey the impression that such scenes will be found in the
movie. The determination turns on how the speech is presented, not on what
is depicted. The Government's other arguments in support of the CPPA do
not bear on § 2256(8)(D). The materials, for instance, are not likely to
be confused for child pornography in a criminal
trial. Pandering may be relevant, as an evidentiary matter, to the
question whether particular materials are obscene. See Ginzburg v. United
States, 383 U. S. 463, 474. Where a defendant engages in the 'commercial
exploitation' of erotica solely for the sake of prurient appeal, id., at
466, the context created may be relevant to evaluating whether the
materials are obscene. Section 2256(8)(D), however, prohibits a
substantial amount of speech that falls outside Ginzburg's rationale.
Proscribed material is tainted and unlawful in the hands of all who
receive it, though they bear no responsibility for how it was marketed,
sold, or described. The statute, furthermore, does not require that the
context be part of an effort at 'commercial exploitation.' Thus, the CPPA
does more than prohibit pandering. It bans possession of material pandered
as child pornography by someone earlier in the distribution chain, as well
as a sexually explicit film that contains no youthful actors but has been
packaged to suggest a prohibited movie. Possession is a crime even when
the possessor knows the movie was mislabeled. The First Amendment requires
a more precise restriction. Pp. 19-20.
(c) In light of the foregoing, respondents' contention
that § § 2256(8)(B) and 2256(8)(D) are void for vagueness need not be
addressed. P. 21.
198 F. 3d 1083, affirmed.
KENNEDY, J., delivered the opinion of the Court, in
which STEVENS, SOUTER, GINSBURG, and BREYER, JJ., joined. THOMAS, J.,
filed an opinion concurring in the judgment. O'CONNOR, J., filed an
opinion concurring in the judgment in part and dissenting in part, in
which REHNQUIST, C. J., and SCALIA, J., joined as to Part II. REHNQUIST,
C. J., filed a dissenting opinion, in which SCALIA, J., joined except for
the paragraph discussing legislative history.
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF
APPEALS FOR THE NINTH CIRCUIT
JUSTICE KENNEDY delivered the opinion of the Court.
We consider in this case whether the Child Pornography
Prevention Act of 1996 (CPPA), 18 U. S. C. § 2251 et seq., abridges the
freedom of speech. The CPPA extends the federal prohibition against child
pornography to sexually explicit images that appear to depict minors but
were produced without using any real children. The statute prohibits, in
specific circumstances, possessing or distributing these images, which may
be created by using adults who look like minors or by using computer
imaging. The new technology, according to Congress, makes it possible to
create realistic images of children who do not exist. See Congressional
Findings, notes following 18 U. S. C. § 2251.
By prohibiting child pornography that does not depict
an actual child, the statute goes beyond New York v. Ferber, 458 U. S. 747
(1982), which distinguished child pornography from other sexually explicit
speech because of the State's interest in protecting the children
exploited by the production process. See id., at 758. As a general rule,
pornography can be banned only if obscene, but under Ferber, pornography
showing minors can be proscribed whether or not the images are obscene
under the definition set forth in Miller v. California, 413 U. S. 15
(1973). Ferber recognized that '[t]he Miller standard, like all general
definitions of what may be banned as obscene, does not reflect the State's
particular and more compelling interest in prosecuting those who promote
the sexual exploitation of children.' 458 U. S., at 761.
While we have not had occasion to consider the
question, we may assume that the apparent age of persons engaged in sexual
conduct is relevant to whether a depiction offends community standards.
Pictures of young children engaged in certain acts might be obscene where
similar depictions of adults, or perhaps even older adolescents, would
not. The CPPA, however, is not directed at speech that is obscene;
Congress has proscribed those materials through a separate statute. 18 U.
S. C. § § 1460-1466. Li ke the law in Ferber, the
CPPA seeks to reach beyond obscenity, and it makes no attempt to conform
to the Miller standard. For instance, the statute would reach visual
depictions, such as movies, even if they have redeeming social value.
The principal question to be resolved, then, is whether
the CPPA is constitutional where it proscribes a significant universe of
speech that is neither obscene under Miller nor child pornography under
Ferber.
I
Before 1996, Congress defined child pornography as the
type of depictions at issue in Ferber, images made using actual minors. 18
U. S. C. § 2252 (1994 ed.). The CPPA retains that prohibition at 18 U. S.
C. § 2256(8)(A) and adds three other prohibited categories of speech, of
which the first, § 2256(8)(B), and the third, § 2256(8)(D), are at issue
in this case. Section 2256(8)(B) prohibits 'any visual depiction,
including any photograph, film, video, picture, or computer or
computer-generated image or picture' that 'is, or appears to be, of a
minor engaging in sexually explicit conduct.' The prohibition on 'any
visual depiction' does not depend at a ll on how the
image is produced. The section captures a range of depictions, sometimes
called 'virtual child pornography,' which include computer-generated
images, as well as images produced by more traditional means. For
instance, the literal terms of the statute embrace a Renaissance painting
depicting a scene from classical mythology, a 'picture' that 'appears to
be, of a minor engaging in sexually explicit conduct.' The statute also
prohibits Hollywood movies, filmed without any child actors, if a
jury believes an actor 'appears to be' a minor engaging in 'actual or
simulated ... sexual intercourse.' § 2256(2).
These images do not involve, let alone harm, any
children in the production process; but Congress decided the materials
threaten children in other, less direct, ways. Pedophiles might use the
materials to encourage children to participate in sexual activity. '[A]
child who is reluctant to engage in sexual activity with an adult, or to
pose for sexually explicit photographs, can sometimes be convinced by
viewing depictions of other children 'having fun' participating
in such activity.' Congressional Findings, note (3) following § 2251.
Furthermore, pedophiles might 'whet their own sexual appetites' with the
pornographic images, 'thereby increasing the creation and distribution of
child pornography and the sexual abuse and exploitation of actual
children.' Id., notes (4), (10)(B). Under these rationales, harm flows
from the content of the images, not from the means of their production. In
addition, Congress identified another problem created by computer-generated
images: Their existence can make it harder to prosecute pornographers who
do use real minors. See id., note (6)(A). As imaging technology improves,
Congress found, it becomes more difficult to prove that a particular
picture was produced using actual children. To ensure that defendants
possessing child pornography using real minors cannot evade prosecution,
Congress extended the ban to virtual child pornography.
Section 2256(8)(C) prohibits a more common and lower
tech means of creating virtual images, known as computer morphing. Rather
than creating original images, pornographers can alter innocent pictures
of real children so that the children appear to be engaged in sexual
activity. Although morphed images may fall within the definition of
virtual child pornography, they implicate the interests of real children
and are in that sense closer to the images in Ferber. Respondents do not
challenge this provision, and we do not consider it.
Respondents do challenge § 2256(8)(D). Like the text
of the 'appears to be' provision, the sweep of this provision is quite
broad. Section 2256(8)(D) defines child pornography to include any
sexually explicit image that was 'advertised, promoted, presented,
described, or distributed in such a manner that conveys the impression' it
depicts 'a minor engaging in sexually explicit conduct.' One Committee
Report identified the provision as directed at sexually explicit images
pandered as child pornograph y. See S. Rep. No. 104-
358, p. 22 (1996) ('This provision prevents child pornographers and
pedophiles from exploiting prurient interests in child sexuality and
sexual activity through the production or distribution of pornographic
material which is intentionally pandered as child pornography'). The
statute is not so limited in its reach, however, as it punishes even those
possessors who took no part in pandering. Once a work has been described
as child pornography, the taint remains on the speech in the hands of
subsequent possessors, making possession unlawful even though the content
otherwise would not be objectionable.
Fearing that the CPPA threatened the activities of its
members, respondent Free Speech Coalition and others challenged the
statute in the United States District Court for the Northern District of
California. The Coalition, a California trade association for the
adult-entertainment industry, alleged that its members did not use minors
in their sexually explicit works, but they believed some of these
materials might fall within the CPPA's expanded definition of child
pornography. The other respondents are Bold Type, Inc., the publisher of a
book advocating the nudist lifestyle; Jim Gingerich, a painter of nudes;
and Ron Raffaelli, a photographer specializing in erotic images.
Respondents alleged that the 'appears to be' and 'conveys the impression'
provisions are overbroad and vague, chilling them from producing works
protected by the First Amendment. The District Court disagreed and granted
summary judgment to the Government. The court dismissed the overbreadth
claim because it was 'highly unlikely' that any 'adaptations of sexual
works like 'Romeo and Juliet,' will be treated as 'criminal contraband.' '
App. to Pet. for Cert. 62a-63a.
The Court of Appeals for the Ninth Circuit reversed.
See 198 F. 3d 1083 (1999). The court reasoned that the Government could
not prohibit speech because of its tendency to persuade viewers to commit
illegal acts. The court held the CPPA to be substantially overbroad
because it bans materials that are neither obscene nor produced by the
exploitation of real children as in New York v. Ferber, 458 U. S. 747
(1982). Judge Ferguson dissented on the ground that virtual images, like
obscenity and real child pornography, should be treated as a category of
speech unprotected by the First Amendment. 198 F. 3d, at 1097. The Court
of Appeals voted to deny the petition for rehearing en banc, over the
dissent of three judges. See 220 F. 3d 1113 (2000).
While the Ninth Circuit found the CPPA invalid on its
face, four other Courts of Appeals have sustained it. See United States v.
Fox, 248 F. 3d 394 (CA5 2001); United States v. Mento, 231 F. 3d 912 (CA4
2000); United States v. Acheson, 195 F. 3d 645 (CA11 1999); United States
v. Hilton, 167 F. 3d 61 (CA1), cert. denied, 528 U. S. 844 (1999). We
granted certiorari. 531 U. S. 1124 (2001).
II
The First Amendment commands, 'Congress shall make no
law ... abridging the freedom of speech.' The government may violate this
mandate in many ways, e.g., Rosenberger v. Rector and Visitors of Univ. of
Va., 515 U. S. 819 (1995); Keller v. State Bar of Cal., 496 U. S. 1
(1990), but a law imposing criminal penalties on protected speech is a
stark example of speech suppression. The CPPA's penalties are indeed
severe. A first offender may be imprisoned for 15 years. § 2252A(b)(1). A
repeat offender f aces a prison sentence of not less
than 5 years and not more than 30 years in prison. Ibid. While even minor
punishments can chill protected speech, see Wooley v. Maynard, 430 U. S.
705 (1977), this case provides a textbook example of why we permit facial
challenges to statutes that burden expression. With these severe penalties
in force, few legitimate movie producers or book publishers, or few other
speakers in any capacity, would risk distributing images in or near the
uncertain reach of this law. The Constitution gives significant protection
from overbroad laws that chill speech within the First Amendment's vast
and privileged sphere. Under this principle, the CPPA is unconstitutional
on its face if it prohibits a substantial amount of protected expression.
See Broadrick v. Oklahoma, 413 U. S. 601, 612 (1973).
The sexual abuse of a child is a most serious crime and
an act repugnant to the moral instincts of a decent people. In its
legislative findings, Congress recognized that there are subcultures of
persons who harbor illicit desires for children and commit criminal acts
to gratify the impulses. See Congressional Findings, notes following §
2251; see also U. S. Dept. of Health and Human Services, Administration on
Children, Youth and Families, Child Maltreatment 1999 (estimating that
93,000 children were victims of sexual abuse in
1999). Congress also found that surrounding the serious offenders are
those who flirt with these impulses and trade pictures and written
accounts of sexual activity with young children.
Congress may pass valid laws to protect children from
abuse, and it has. E.g., 18 U. S. C. § § 2241, 2251. The prospect of
crime, however, by itself does not justify laws suppressing protected
speech. See Kingsley Int'l Pictures Corp. v. Regents of Univ. of N. Y.,
360 U. S. 684, 689 (1959) ('Among free men, the deterrents ordinarily to
be applied to prevent crime are education and punishment for violations of
the law, not abridgment of the rights of free speech') (internal quotation
marks and citati on omitted)). It is also well
established that speech may not be prohibited because it concerns subjects
offending our sensibilities. See FCC v. Pacifica Foundation, 438 U. S.
726, 745 (1978) ('[T]he fact that society may find speech offensive is not
a sufficient reason for suppressing it'); see also Reno v. American Civil
Liberties Union, 521 U. S. 844, 874 (1997) ('In evaluating the free speech
rights of adults, we have made it perfectly clear that '[s]exual
expression which is indecent but not obscene is protected by the First
Amendment' ') (quoting Sable Communications of Cal., Inc. v. FCC, 492 U.
S. 115, 126 (1989); Carey v. Population Services Int'l, 431 U. S. 678, 701
(1977) ('[T]he fact that protected speech may be offensive to some does
not justify its suppression').
As a general principle, the First Amendment bars the
government from dictating what we see or read or speak or hear. The
freedom of speech has its limits; it does not embrace certain categories
of speech, including defamation, incitement, obscenity, and pornography
produced with real children. See Simon & Schuster, Inc. v. Members of
N. Y. State Crime Victims Bd., 502 U. S. 105, 127 (1991) (KENNEDY, J.,
concurring). While these categories may be prohibited without violating
the First Amendment, none of them includes the speech prohibited by the
CPPA. In his dissent from the opinion of the Court of Appeals, Judge
Ferguson recognized this to be the law and proposed that virtual child
pornography should be regarded as an additional category of unprotected
speech. See 198 F. 3d, at 1101. It would be necessary for us to take this
step to uphold the statute.
As we have noted, the CPPA is much more than a
supplement to the existing federal prohibition on obscenity. Under Miller
v. California, 413 U. S. 15 (1973), the Government must prove that the
work, taken as a whole, appeals to the prurient interest, is patently
offensive in light of community standards, and lacks serious literary,
artistic, political, or scientific value. Id., at 24. The CPPA, however,
extends to images that appear to depict a minor engaging in sexually
explicit activity without regard to the Miller requirements. The materials
need not appeal to the prurient interest. Any depiction of sexually
explicit activity, no matter how it is presented, is proscribed. The CPPA
applies to a picture in a psychology manual, as well as a movie depicting
the horrors of sexual abuse. It is not necessary, moreover, that the image
be patently offensive. Pictures of what appear to be 17-year- olds
engaging in sexually explicit activity do not in every case contravene
community standards.
The CPPA prohibits speech despite its serious literary,
artistic, political, or scientific value. The statute proscribes the
visual depiction of an idea-- that of teenagers engaging in sexual
activity--that is a fact of modern society and has been a theme in art and
literature throughout the ages. Under the CPPA, images are prohibited so
long as the persons appear to be under 18 years of age. 18 U. S. C. §
2256(1). This is higher than the legal age for marriage in many States, as
well as the age at which persons may consent to sexual relations. See §
2243(a) (age of consent in the federal maritime and territorial
jurisdiction is 16); U. S. National Survey of State Laws 384-388 (R.
Leiter ed., 3d ed. 1999) (48 States permit 16-year-olds to marry with
parental consent); W. Eskridge & N. Hunter, Sexuality, Gender, and the
Law 1021-1022 (1997) (in 39 States and the District of Columbia, the age
of consent is 16 or younger). It is, of course, undeniable that some
youths engage in sexual activity before the legal age, either on their own
inclination or because they are victims of sexual abuse.
Both themes--teenage sexual activity and the sexual
abuse of children--have inspired countless literary works. William
Shakespeare created the most famous pair of teenage lovers, one of whom is
just 13 years of age. See Romeo and Juliet, act I, sc. 2, l. 9 ('She hath
not seen the change of fourteen years '). In the drama, Shakespeare
portrays the relationship as something splendid and innocent, but not
juvenile. The work has inspired no less than 40 motion pictures, some of
which suggest that the teenagers consummated their relationship. E.g.,
Romeo and Juliet (B. Luhrmann director, 1996). Shakespeare may not have
written sexually explicit scenes for the Elizabethean audience, but were
modern directors to adopt a less conventional approach, that fact alone
would not compel the conclusion that the work was obscene.
Contemporary movies pursue similar themes. Last year's
Academy Awards featured the movie, Traffic, which was nominated for Best
Picture. See Predictable and Less So, the Academy Award Contenders, N. Y.
Times, Feb. 14, 2001, p. E11. The film portrays a teenager, identified as
a 16-year-old, who becomes addicted to drugs. The viewer sees the
degradation of her addiction, which in the end leads her to a filthy room
to trade sex for drugs. The year before, American Beauty won the Academy
Award for Best Picture. See 'American Beauty' Tops the Oscars, N. Y.
Times, Mar. 27, 2000, p. E1. In the course of the movie, a teenage girl
engages in sexual relations with her teenage boyfriend, and another yields
herself to the gratification of a middle-aged man. The film also contains
a scene where, although the movie audience understands the act is not
taking place, one character believes he is watching a teenage boy
performing a sexual act on an older man.
Our society, like other cultures, has empathy and
enduring fascination with the lives and destinies of the young. Art and
literature express the vital interest we all have in the formative years
we ourselves once knew, when wounds can be so grievous, disappointment so
profound, and mistaken choices so tragic, but when moral acts and
self-fulfillment are still in reach. Whether or not the films we mention
violate the CPPA, they explore themes within the wide sweep of the
statute's prohibitions. If these films, or hundreds of others of lesser
note that explore those subjects, contain a single graphic depiction of
sexual activity within the statutory definition, the possessor of the film
would be subject to severe punishment without inquiry into the work's
redeeming value. This is inconsistent with an essential First Amendment
rule: The artistic merit of a work does not depend on the presence of a
single explicit scene. See Book Named 'John Cleland's Memoirs of a Woman
of Pleasure' v. Attorney General of Mass., 383 U. S. 413, 419 (1966)
(plurality opinion) ('[T]he social value of the book can neither be
weighed against nor canceled by its prurient appeal or patent
offensiveness'). Under Miller, the First Amendment requires that redeeming
value be judged by considering the work as a whole. Where the scene is
part of the narrative, the work itself does not for this reason become
obscene, even though the scene in isolation might be offensive. See Kois
v. Wisconsin, 408 U. S. 229, 231 (1972) (per curiam). For this reason, and
the others we have noted, the CPPA cannot be read to prohibit obscenity,
because it lacks the required link between its prohibitions and the
affront to community standards prohibited by the definition of obscenity.
The Government seeks to address this deficiency by
arguing that speech prohibited by the CPPA is virtually indistinguishable
from child pornography, which may be banned without regard to whether it
depicts works of value. See New York v. Ferber, 458 U. S., at 761. Where
the images are themselves the product of child sexual abuse, Ferber
recognized that the State had an interest in stamping it out without
regard to any judgment about its content. Id., at 761, n. 12; see also
id., at 775 (O'CONNOR, J., concurring) ('As drafted, New York's statute
does not attempt to suppress the communication of particular ideas'). The
production of the work, not its content, was the target of the statute.
The fact that a work contained serious literary, artistic, or other value
did not excuse the harm it caused to its child participants. It was simply
'unrealistic to equate a community's toleration for sexually oriented
materials with the permissible scope of legislation aimed at protecting
children from sexual exploitation.' Id., at 761, n. 12.
Ferber upheld a prohibition on the distribution and
sale of child pornography, as well as its production, because these acts
were 'intrinsically related' to the sexual abuse of children in two ways.
Id., at 759. First, as a permanent record of a child's abuse, the
continued circulation itself would harm the child who had participated.
Like a defamatory statement, each new publication of the speech would
cause new injury to the child's reputation and emotional well-being. See
id., at 759, and n. 10. Second, because the traffic in child pornography
was an economic motive for its production, the State had an interest in
closing the distribution network. 'The most expeditious if not the only
practical method of law enforcement may be to dry up the market for this
material by imposing severe criminal penalties on persons selling,
advertising, or otherwise promoting the product.' Id., at 760. Under
either rationale, the speech had what the Court in effect held was a
proximate link to the crime from which it came.
Later, in Osborne v. Ohio, 495 U. S. 103 (1990), the
Court ruled that these same interests justified a ban on the possession of
pornography produced by using children. 'Given the importance of the
State's interest in protecting the victims of child pornography,' the
State was justified in 'attempting to stamp out this vice at all levels in
the distribution chain.' Id., at 110. Osborne also noted the State's
interest in preventing child pornography from being used as an aid in the
solicitation of minors. Id., at 111. The Court, however, anchored its
holding in the concern for the participants, those whomit called the
'victims of child pornography.' Id., at 110. It did not suggest that,
absent this concern, other governmental interests would suffice. See
infra, at 13-15.
In contrast to the speech in Ferber, speech that itself
is the record of sexual abuse, the CPPA prohibits speech that records no
crime and creates no victims by its production. Virtual child pornography
is not 'intrinsically related' to the sexual abuse of children, as were
the materials in Ferber. 458 U. S., at 759. While the Government asserts
that the images can lead to actual instances of child abuse, see infra, at
13-16, the causal link is contingent and indirect. The harm does not
necessarily follow from the speech, but depends upon some unquantified
potential for subsequent criminal acts.
The Government says these indirect harms are sufficient
because, as Ferber acknowledged, child pornography rarely can be valuable
speech. See 458 U. S., at 762 ('The value of permitting live performances
and photographic reproductions of children engaged in lewd sexual conduct
is exceedingly modest, if not de minimis'). This argument, however,
suffers from two flaws. First, Ferber's judgment about child pornography
was based upon how it was made, not on what it communicated. The case
reaffirmed that where the speech is neither obscene nor the product of
sexual abuse, it does not fall outside the protection of the First
Amendment. See id., at 764-765 ('[T]he distribution of descriptions or
other depictions of sexual conduct, not otherwise obscene, which do not
involve live performance or photographic or other visual reproduction of
live performances, retains First Amendment protection').
The second flaw in the Government's position is that
Ferber did not hold that child pornography is by definition without value.
On the contrary, the Court recognized some works in this category might
have significant value, see id., at 761, but relied on virtual images--the
very images prohibited by the CPPA-- as an alternative and permissible
means of expression: '[I]f it were necessary for literary or artistic
value, a person over the statutory age who perhaps looked younger could be
utilized. Simulation outside of the prohibition of the statute could
provide another alternative.' Id., at 763. Ferber, then, not only referred
to the distinction between actual and virtual child pornography, it relied
on it as a reason supporting its holding. Ferber provides no support for a
statute that eliminates the distinction and makes the alternative mode
criminal as well.
III
The CPPA, for reasons we have explored, is inconsistent
with Miller and finds no support in Ferber. The Government seeks to
justify its prohibitions in other ways. It argues that the CPPA is
necessary because pedophiles may use virtual child pornography to seduce
children. There are many things innocent in themselves, however, such as
cartoons, video games, and candy, that might be used for immoral purposes,
yet we would not expect those to be prohibited because they can be
misused. The Government, of course, may punish adults who provide
unsuitable materials to children, see Ginsberg v. New York, 390 U. S. 629
(1968), and it may enforce criminal penalties for unlawful solicitation.
The precedents establish, however, that speech within the rights of adults
to hear may not be silenced completely in an attempt to shield children
from it. See Sable Communications of Cal., Inc. v. FCC, 492 U. S. 115
(1989). In Butler v. Michigan, 352 U. S. 380, 381 (1957), the Court
invalidated a statute prohibiting distribution of an indecent publication
because of its tendency to 'incite minors to violent or depraved or
immoral acts.' A unanimous Court agreed upon the important First Amendment
principle that the State could not 'reduce the adult population ... to
reading only what is fit for children.' Id., at 383. We have reaffirmed
this holding. See United States v. Playboy Entertainment Group, Inc., 529
U. S. 803, 814 (2000) ('[T]he objective of shielding children does not
suffice to support a blanket ban if the protection can be accomplished by
a less restrictive alternative'); Reno v. American Civil Liberties Union,
521 U. S., at 875 (The 'governmental interest in protecting children from
harmful materials ... does not justify an unnecessarily broad suppression
of speech addressed to adults'); Sable Communications v. FCC, supra, at
130-131 (striking down a ban on 'dial-a-porn' messages that had 'the
invalid effect of limiting the content of adult telephone conversations to
that which is suitable for children to hear').
Here, the Government wants to keep speech from children
not to protect them from its content but to protect them from those who
would commit other crimes. The principle, however, remains the same: The
Government cannot ban speech fit for adults simply because it may fall
into the hands of children. The evil in question depends upon the actor's
unlawful conduct, conduct defined as criminal quite apart from any link to
the speech in question. This establishes that the speech ban is not
narrowly drawn. The objective is to prohibit illegal conduct, but this
restriction goes well beyond that interest by restricting the speech
available to law-abiding adults.
The Government submits further that virtual child
pornography whets the appetites of pedophiles and encourages them to
engage in illegal conduct. This rationale cannot sustain the provision in
question. The mere tendency of speech to encourage unlawful acts is not a
sufficient reason for banning it. The government 'cannot constitutionally
premise legislation on the desirability of controlling a person's private
thoughts.' Stanley v. Georgia, 394 U. S. 557, 566 (1969). First Amendment
freedoms are most in danger when the government seeks to control thought
or to justify its laws for that impermissible end. The right to think is
the beginning of freedom, and speech must be protected from the government
because speech is the beginning of thought.
To preserve these freedoms, and to protect speech for
its own sake, the Court's First Amendment cases draw vital distinctions
between words and deeds, between ideas and conduct. See Kingsley Int'l
Pictures Corp., 360 U. S., at 689; see also Bartnicki v. Vopper, 532 U. S.
514, 529 (2001) ('The normal method of deterring unlawful conduct is to
impose an appropriate punishment on the person who engages in it'). The
government may not prohibit speech because it increases the chance an
unlawful act will be committed 'at some indefinite future time.' Hess v.
Indiana, 414 U. S. 105, 108 (1973) (per curiam). The government may
suppress speech for advocating the use of force or a violation of law only
if 'such advocacy is directed to inciting or producing imminent lawless
action and is likely to incite or produce such action.' Brandenburg v.
Ohio, 395 U. S. 444, 447 (1969) (per curiam). There is here no attempt,
incitement, solicitation, or conspiracy. The Government has shown no more
than a remote connection between speech that might encourage thoughts or
impulses and any resulting child abuse. Without a significantly stronger,
more direct connection, the Government may not prohibit speech on the
ground that it may encourage pedophiles to engage in illegal conduct.
The Government next argues that its objective of
eliminating the market for pornography produced using real children
necessitates a prohibition on virtual images as well. Virtual images, the
Government contends, are indistinguishable from real ones; they are part
of the same market and are often exchanged. In this way, it is said,
virtual images promote the trafficking in works produced through the
exploitation of real children. The hypothesis is somewhat implausible. If
virtual images were identical to illegal child pornography, the illegal
images would be driven from the market by the indistinguishable
substitutes. Few pornographers would risk prosecution by abusing real
children if fictional, computerized images would suffice.
In the case of the material covered by Ferber, the
creation of the speech is itself the crime of child abuse; the prohibition
deters the crime by removing the profit motive. See Osborne, 495 U. S., at
109-110. Even where there is an underlying crime, however, the Court has
not allowed the suppression of speech in all cases. E.g., Bartnicki,
supra, at 529 (market deterrence would not justify law prohibiting a radio
commentator from distributing speech that had been unlawfully
intercepted). We need not consider where to strike the balance in this
case, because here, there is no underlying crime at all. Even if the
Government's market deterrence theory were persuasive in some contexts, it
would not justify this statute.
Finally, the Government says that the possibility of
producing images by using computer imaging makes it very difficult for it
to prosecute those who produce pornography by using real children.
Experts, we are told, may have difficulty in saying whether the pictures
were made by using real children or by using computer imaging. The
necessary solution, the argument runs, is to prohibit both kinds of
images. The argument, in essence, is that protected speech may be banned
as a means to ban unprotected speech. This analysis turns the First
Amendment upside down.
The Government may not suppress lawful speech as the
means to suppress unlawful speech. Protected speech does not become
unprotected merely because it resembles the latter. The Constitution
requires the reverse. '[T]he possible harm to society in permitting some
unprotected speech to go unpunished is outweighed by the possibility that
protected speech of others may be muted ... .' Broadrick v. Oklahoma, 413
U. S., at 612. The overbreadth doctrine prohibits the Government from
banning unprotected speech if a substantial amount of protected speech is
prohibited or chilled in the process.
To avoid the force of this objection, the Government
would have us read the CPPA not as a measure suppressing speech but as a
law shifting the burden to the accused to prove the speech is lawful. In
this connection, the Government relies
on an affirmative defense under the statute, which allows a defendant to
avoid conviction for nonpossession offenses by showing that the materials
were produced using only adults and were not otherwise distributed in a
manner conveying the impression that they depicted real children. See 18
U. S. C. § 2252A(c).
The Government raises serious constitutional
difficulties by seeking to impose on the defendant the burden of proving
his speech is not unlawful. An affirmative defense applies only after
prosecution has begun, and the speaker must himself prove, on pain of a
felony conviction, that his conduct falls within the affirmative defense.
In cases under the CPPA, the evidentiary burden is not trivial. Where the
defendant is not the producer of the work, he may have no way of
establishing the identity, or even the existence, of the actors. If the
evidentiary issue is a serious problem for the Government, as it asserts,
it will be at least as difficult for the innocent possessor. The statute,
moreover, applies to work created before 1996, and the producers
themselves may not have preserved the records necessary to meet the burden
of proof. Failure to establish the defense can lead to a felony
conviction.
We need not decide, however, whether the Government
could impose this burden on a speaker. Even if an affirmative defense can
save a statute from First Amendment challenge, here the defense is
incomplete and insufficient, even on its own terms. It allows persons to
be convicted in some instances where they can prove children were not
exploited in the production. A defendant charged with possessing, as
opposed to distributing, proscribed works may not defend on the ground
that the film depicts only adult actors. See ibid. So while the
affirmative defense may protect a movie producer from prosecution for the
act of distribution, that same producer, and all other persons in the
subsequent distribution chain, could be liable for possessing the
prohibited work. Furthermore, the affirmative defense provides no
protection to persons who produce speech by using computer imaging, or
through other means that do not involve the use of adult actors who appear
to be minors. See ibid. In these cases, the defendant can demonstrate no
children were harmed in producing the images, yet the affirmative defense
would not bar the prosecution. For this reason, the affirmative defense
cannot save the statute, for it leaves unprotected a substantial amount of
speech not tied to the Government's interest in distinguishing images
produced using real children from virtual ones.
In sum, § 2256(8)(B) covers materials beyond the
categories recognized in Ferber and Miller, and the reasons the Government
offers in support of limiting the freedom of speech have no justification
in our precedents or in the law of the First Amendment. The provision
abridges the freedom to engage in a substantial amount of law- ful speech.
For this reason, it is overbroad and unconstitutional.
IV
Respondents challenge § 2256(8)(D) as well. This
provision bans depictions of sexually explicit conduct that are
'advertised, promoted, presented, described, or distributed in such a
manner that conveys the impression that the material is or contains a
visual depiction of a minor engaging in sexually explicit conduct.' The
parties treat the section as nearly identical to the provision prohibiting
materials that appear to be child pornography. In the Government's view,
the difference between the two is that 'the 'conveys
the impression' provision requires the jury to assess the material at
issue in light of the manner in which it is promoted.' Brief for
Petitioners 18, n. 3. The Government's assumption, however, is that the
determination would still depend principally upon the content of the
prohibited work.
We disagree with this view. The CPPA prohibits sexually
explicit materials that 'conve[y] the impression' they depict minors.
While that phrase may sound like the 'appears to be' prohibition in §
2256(8)(B), it requires little judgment about the content of the image.
Under § 2256(8)(D), the work must be sexually explicit, but otherwise the
content is irrelevant. Even if a film contains no sexually explicit scenes
involving minors, it could be treated as child pornography if the title
and trailers c onvey the impression that the scenes
would be found in the movie. The determination turns on how the speech is
presented, not on what is depicted. While the legislative findings address
at length the problems posed by materials that look like child
pornography, they are silent on the evils posed by images simply pandered
that way.
The Government does not offer a serious defense of this
provision, and the other arguments it makes in support of the CPPA do not
bear on § 2256(8)(D). The materials, for instance, are not likely to be
confused for child pornography in a criminal trial. The Court has
recognized that pandering may be relevant, as an evidentiary matter, to
the question whether particular materials are obscene. See Ginzburg v.
United States, 383 U. S. 463, 474 (1966) ('[I]n close cases evidence of
pandering may be proba tive with respect to the
nature of the material in question and thus satisfy the [obscenity] test
'). Where a defendant engages in the 'commercial exploitation of erotica
solely for the sake of their prurient appeal,' id., at 466, the context he
or she creates may itself be relevant to the evaluation of the materials.
Section 2256(8)(D), however, prohibits a substantial
amount of speech that falls outside Ginzburg's rationale. Materials
falling within the proscription are tainted and unlawful in the hands of
all who receive it, though they bear no responsibilityfor how it was
marketed, sold, or described. The statute, furthermore, does not require
that the context be part of an effort at 'commercial exploitation.' Ibid.
As a consequence, the CPPA does more than prohibit pandering. It prohibits
possession of material described, or pandered, as child pornography by
someone earlier in the distribution chain. The
provision prohibits a sexually explicit film containing no youthful
actors, just because it is placed in a box suggesting a prohibited movie.
Possession is a crime even when the possessor knows the movie was
mislabeled. The First Amendment requires a more precise restriction. For
this reason, § 2256(8)(D) is substantially overbroad and in violation of
the First Amendment.
V
For the reasons we have set forth, the prohibitions of
§ § 2256(8)(B) and 2256(8)(D) are overbroad and unconstitutional. Having
reached this conclusion, we need not address respondents' further
contention that the provisions are unconstitutional because of vague
statutory language.
The judgment of the Court of Appeals is affirmed.
It is so ordered.
JUSTICE THOMAS, concurring in the judgment.
In my view, the Government's most persuasive asserted
interest in support of the Child Pornography Prevention Act of 1996
(CPPA), 18 U. S. C. § 2251 et seq., is the prosecution rationale--that
persons who possess and disseminate pornographic images of real children
may escape conviction by claiming that the images are computer-generated,
thereby raising a reasonable doubt as to their guilt. See Brief for
Petitioners 37. At this time, however, the Government asserts
only that defendants raise such defenses, not that they have done so
successfully. In fact, the Government points to no case in which a
defendant has been acquitted based on a 'computer-generated images'
defense. See id., at 37-38, and n. 8. While this speculative interest
cannot support the broad reach of the CPPA, technology may evolve to the
point where it becomes impossible to enforce actual child pornography laws
because the Government cannot prove that certain pornographic images are
of real children. In the event this occurs, the Government should not be
foreclosed from enacting a regulation of virtual child pornography that
contains an appropriate affirmative defense or some other narrowly drawn
restriction.
The Court suggests that the Government's interest in
enforcing prohibitions against real child pornography cannot justify
prohibitions on virtual child pornography, because '[t]his analysis turns
the First Amendment upside down. The Government may not suppress lawful
speech as the means to suppress unlawful speech.' Ante, at 17. But if
technological advances thwart prosecution of 'unlawful speech,' the
Government may well have a compelling interest in barring or otherwise
regulating some narrow category of 'lawful speech' in order to enforce
effectively laws against pornography made through the abuse of real
children. The Court does leave open the possibility that a more complete
affirmative defense could save a statute's constitutionality, see ante, at
18, implicitly accepting that some regulation of virtual child pornography
might be constitutional. I would not prejudge, however, whether a more
complete affirmative defense is the only way to narrowly tailor a criminal
statute that prohibits the possession and dissemination of virtual child
pornography. Thus, I concur in the judgment of the Court.
CHIEF JUSTICE REHNQUIST, with whom JUSTICE SCALIA joins
in part, dissenting.
I agree with Part II of JUSTICE O'CONNOR's opinion
concurring in the judgment in part and dissenting in part. Congress has a
compelling interest in ensuring the ability to enforce prohibitions of
actual child pornography, and we should defer to its findings that rapidly
advancing technology soon will make it all but impossible to do so. Turner
Broadcasting System, Inc. v. FCC, 520 U. S. 180, 195 (1997) (we 'accord
substantial deference to the predictive judgment of Congress' in First
Amendment cases).
I also agree with JUSTICE O'CONNOR that serious First
Amendment concerns would arise were the Government ever to prosecute
someone for simple distribution or possession of a film with literary or
artistic value, such as 'Traffic' or 'American Beauty.' Ante, at 3-4
(opinion concurring in judgment in part and dissenting in part). I write
separately, however, because the Child Pornography
Prevention Act of 1996 (CPPA), 18 U. S. C. § 2251 et seq., need not be
construed to reach such materials.
We normally do not strike down a statute on First
Amendment grounds 'when a limiting instruction has been or could be placed
on the challenged statute.' Broadrick v. Oklahoma, 413 U. S. 601, 613
(1973). See, e.g., New York v. Ferber, 458 U. S. 747, 769 (1982)
(appreciating 'the wide-reaching effects of striking down a statute on its
face'); Parker v. Levy, 417 U. S. 733, 760 (1974) ('This Court has ...
repeatedly expressed its reluctance to strike down a statute on its face
where there were a substantial number of situations to which it might be
validly applied'). This case should be treated no differently.
Other than computer generated images that are virtually
indistinguishable from real children engaged in sexually explicitly
conduct, the CPPA can be limited so as not to reach any material that was
not already unprotected before the CPPA. The CPPA's definition of
'sexually explicit conduct' is quite explicit in this regard. It makes
clear that the statute only reaches 'visual depictions' of:
'[A]ctual or simulated ... sexual intercourse,
including genital-genital, oral-genital, anal-genital, or oral-anal,
whether between persons of the same or opposite sex; ... bestiality; ...
masturbation; ... sadistic or masochistic abuse;
... or lascivious exhibition of the genitals or pubic area of any
person.' 18 U. S. C. § 2256(2).
The Court and JUSTICE O'CONNOR suggest that this very
graphic definition reaches the depiction of youthful looking adult actors
engaged in suggestive sexual activity, presumably because the definition
extends to 'simulated' intercourse. Ante, at 9-11 (majority opinion);
ante, at 4 (opinion concurring in judgment in part and dissenting in
part). Read as a whole, however, I think the definition reaches only the
sort of 'hard core of child pornography' that we found without protection
in Ferber, supra, at 773-774. So construed, the CPPA bans visual
depictions of youthful looking adult actors engaged in actual sexual
activity; mere suggestions of sexual activity, such as youthful looking
adult actors squirming under a blanket, are more akin to written
descriptions than visual depictions, and thus fall outside the purview of
the statute. [FN1]
The reference to 'simulated' has been part of the
definition of 'sexually explicit conduct' since the statute was first
passed. See Protection of Children Against Sexual Exploitation Act of
1977, Pub. L. 92-225, 92 Stat. 8. But the inclusion of 'simulated'
conduct, alongside 'actual' conduct, does not change the 'hard core'
nature of the image banned. The reference to 'simulated' conduct simply
brings within the statute's reach depictions of hard core pornography that
are 'made to look genuine,' Webster's Ninth New Collegiate Dictionary 1099
(1983)-- including the main target of the CPPA, computer generated images
virtually indistinguishable from real children engaged in sexually
explicit conduct. Neither actual conduct nor simulated conduct, however,
is properly construed to reach depictions such asthose in a film portrayal
of Romeo and Juliet, ante, at 9-11 (majority opinion); ante, at 4
(O'CONNOR, J., concurring in judgment in part and dissenting in part),
which are far removed from the hard core pornographic depictions that
Congress intended to reach.
Indeed, we should be loath to construe a statute as
banning film portrayals of Shakespearian tragedies, without some
indication--from text or legislative history--that such a result was
intended. In fact, Congress explicitly instructed that such a reading of
the CPPA would be wholly unwarranted. As the Court of Appeals for the
First Circuit has observed:
'[T]he legislative record, which makes plain that the
[CPPA] was intended to target only a narrow class of images--visual
depictions 'which are virtually indistinguishable to unsuspecting
viewers from unretouched photographs of actual children engaging in
identical sexual conduct.' ' United States v. Hilton, 167 F. 3d 61, 72
(1999) (quoting S. Rep. No. 104-358, pt. I, p. 7 (1996)).
Judge Ferguson similarly observed in his dissent in the
Court of Appeals in this case:
'From reading the legislative history, it becomes
clear that the CPPA merely extends the existing prohibitions on 'real'
child pornography to a narrow class of computer-generated pictures
easily mistaken for real photographs of real children.' Free Speech
Coalition v. Reno, 198 F. 3d 1083, 1102 (CA9 1999).
See also S. Rep. No. 104-358, supra, pt. IV(C), at 21
('[The CPPA] does not, and is not intended to, apply to a depiction
produced using adults engaging i [n] sexually explicit conduct, even where
a depicted individual may appear to be a minor' (emphasis in original));
id., pt. I, at 7 ('[The CPPA] addresses the problem of 'high tech kiddie
porn' '). We have looked to legislative history to limit the scope of
child pornography statutes in the past, United States v. X-Citement Video,
Inc., 513 U. S. 64, 73-77 (1994), and we should do so here as well. [FN2]
This narrow reading of 'sexually explicit conduct' not
only accords with the text of the CPPA and the intentions of Congress; it
is exactly how the phrase was understood prior to the broadening gloss the
Court gives it today. Indeed, had 'sexually explicit conduct' been thought
to reach the sort of material the Court says it does, then films such as
'Traffic' and 'American Beauty' would not have been made the way they
were. Ante, at 9-10 (discussing these films' portrayals of youthful
looking adult actors engaged in sexually suggestive conduct). 'Traffic'
won its Academy Award in 2001. 'American Beauty' won its Academy Award in
2000. But the CPPA has been on the books, and has been enforced, since
1996. The chill felt by the Court, ante, at 6 ('[F]ew legitimate movie
producers ... would risk distributing images in or near the uncertain
reach of this law'), has apparently never been felt by those who actually
make movies.
To the extent the CPPA prohibits possession or
distribution of materials that 'convey the impression' of a child engaged
in sexually explicit conduct, that prohibition can and should be limited
to reach 'the sordid business of pandering' which lies outside the bounds
of First Amendment protection. Ginzburg v. United States, 383 U. S. 463,
467 (1966); e.g., id., at 472 (conduct that 'deliberately emphasized the
sexually provocative aspects of the work, in order to catch the
salaciously disposed' may lose First Amendment protection); United States
v. Playboy Entertainment Group, Inc., 529 U. S. 803, 831-832 (2000)
(SCALIA, J., dissenting) (collecting cases). This is how the Government
asks us to construe the statute, Brief for United States 18, and n. 3; Tr.
of Oral Arg. 27, and it is the most plausible reading of the text, which
prohibits only materials 'advertised, promoted, presented, described, or
distributed in such a manner that conveys the impression that the material
is or contains a visual depiction of a minor engaging in sexually explicit
conduct.' 18 U. S. C. §
2256(8)(D) (emphasis added).
The First Amendment may protect the video shopowner or
film distributor who promotes material as 'entertaining' or 'acclaimed'
regardless of whether the material contains depictions of youthful looking
adult actors engaged in nonobscene but sexually suggestive conduct. The
First Amendment does not, however, protect the panderer. Thus, materials
promoted as conveying the impression that they depict actual minors
engaged in sexually explicit conduct do not escape regulation merely
because they might warrant First Amendment protection if promoted in a
different manner. See Ginzburg, supra, at 474-476; cf. Jacobellis v. Ohio,
378 U. S. 184, 201 (1964) (Warren, C. J., dissenting) ('In my opinion, the
use to which various materials are put--not just the words and pictures
themselves--must be considered in determining whether or not the materials
are obscene'). I would construe 'conveys the impression' as limited to the
panderer, which makes the statute entirely consistent with Ginzburg and
other cases.
The Court says that 'conveys the impression' goes well
beyond Ginzburg to 'prohibi[t] [the] possession of material described, or
pandered, as child pornography by someone earlier in the distribution
chain.' Ante, at 19-21. The Court's concern is that an individual who
merely possesses protected materials (such as videocassettes of 'Traffic'
or 'American Beauty') might offend the CPPA regardless of whether the
individual actually intended to possess materials containing unprotected
images. Ante, at 10; see also ante, at 4 ('Individuals or businesses found
to possess just three such films have no defense to criminal liability
under the CPPA') (O'CONNOR, J., concurring in judgment in part and
dissenting in part)).
This concern is a legitimate one, but there is, again,
no need or reason to construe the statute this way. In X-Citement Video,
supra, we faced a provision of the Protection of Children Against Sexual
Exploitation Act of 1977, the precursor to the CPPA, which lent itself
much less than the present statute to attributing a 'knowingly'
requirement to the contents of the possessed visual depictions. We held
that such a requirement nonetheless applied, so that the Government would
have to prove that a person charged with possessing child pornography
actually knew that the materials contained depictions of real minors
engaged in sexually explicit conduct. 513 U. S., at 77-78. In light of
this holding, and consistent with the narrow class of images the CPPA is
intended to prohibit, the CPPA can be construed to prohibit only the
knowing possession of materials actually containing visual depictions of
real minors engaged in sexually explicit conduct, or computer generated
images virtually indistinguishable from real minors engaged in sexually
explicit conduct. The mere possession of materials containing only
suggestive depictions of youthful looking adult actors need not be so
included.
In sum, while potentially impermissible applications of
the CPPA may exist, I doubt that they would be 'substantial ... in
relation to the statute's plainly legitimate sweep.' Broadrick, 413 U. S.,
at 615. The aim of ensuring the enforceability of our Nation's child
pornography laws is a compelling one. The CPPA is targeted to this aim by
extending the definition of child pornography to reach computer-generated
images that are virtually indistinguishable from real children engaged in
sexually explicit conduct. The statute need not be read to do any more
than precisely this, which is not offensive to the First Amendment.
For these reasons, I would construe the CPPA in a
manner consistent with the First Amendment, reverse the Court of Appeals'
judgment, and uphold the statute in its entirety.
FN1. Of course, even the narrow class of youthful
looking adult images prohibited under the CPPA is subject to an
affirmative defense so long as materials containing such images are not
advertised or promoted as child pornography. 18 U. S. C. § 2252A(c).
FN2. JUSTICE SCALIA does not join this paragraph
discussing the statute's legislative record.
JUSTICE O'CONNOR, with whom THE CHIEF JUSTICE and
JUSTICE SCALIA join as to Part II, concurring in the judgment in part and
dissenting in part.
The Child Pornography Prevention Act of 1996 (CPPA), 18
U. S. C. § 2251 et seq., proscribes the 'knowin[g]' reproduction,
distribution, sale, reception, or possession of images that fall under the
statute's definition of child pornography, § 2252A(a). Possession is
punishable by up to 5 years in prison for a first offense, § 2252A(b),
and all other transgressions are punishable by up to 15 years in prison
for a first offense, § 2252A(a). The CPPA defines child pornography to
include 'any visual depiction ... of sexually explicit conduct' where
'such visual depiction is, or appears to be, of a minor engaging in
sexually explicit conduct,' § 2256(8)(B) (emphasis added), or 'such
visual depiction is advertised, promoted, presented, described, or
distributed in such a manner that conveys the impression that the material
is or contains a visual depiction of a minor engaging in sexually explicit
conduct,' § 2256(8)(D) (emphasis added). The statute defines 'sexually
explicit conduct' as 'actual or simulated- ... sexual intercourse ... ;
... bestiality; ... masturbation; ... sadistic or masochistic abuse; or
... lascivious exhibition of the genitals or pubic area of any person.' 18
U. S. C. § 2256(2).
The CPPA provides for two affirmative defenses. First,
a defendant is not liable for possession if the defendant possesses less
than three proscribed images and promptly destroys such images or reports
the matter to law enforcement. § 2252A(d). Second, a defendant is not
liable for the remaining acts proscribed in § 2252A(a) if the images
involved were produced using only adult subjects and are not presented in
such a manner as to 'convey the impression' they contain depictions of
minors engaging in sexually explicit conduct. § 2252A(c).
This litigation involves a facial challenge to the
CPPA's prohibitions of pornographic images that 'appea[r] to be ... of a
minor' and of material that 'conveys the impression' that it contains
pornographic images of minors. While I agree with the Court's judgment
that the First Amendment requires that the latter prohibition be struck
down, I disagree with its decision to strike down the former prohibition
in its entirety. The 'appears to be ... of a minor' language in §
2256(8)(B) covers two categor ies of speech:
pornographic images of adults that look like children ('youthful-adult
pornography') and pornographic images of children created wholly on a
computer, without using any actual children ('virtual-child pornography').
The Court concludes, correctly, that the CPPA's ban on youthful-adult
pornography is overbroad. In my view, however, respondents fail to present
sufficient evidence to demonstrate that the ban on virtual-child
pornography is overbroad. Because invalidation due to overbreadth is such
'strong medicine,' Broadrick v. Oklahoma, 413 U. S. 601, 613 (1973), I
would strike down the prohibition of pornography that 'appears to be' of
minors only insofar as it is applied to the class of youthful-adult
pornography.
I
Respondents assert that the CPPA's prohibitions of
youthful-adult pornography, virtual-child pornography, and material that
'conveys the impression' that it contains actual-child pornography are
overbroad, that the prohibitions are content-based regulations not
narrowly tailored to serve a compelling Government interest, and that the
prohibitions are unconstitutionally vague. The Government not only
disagrees with these specific contentions, but also requests that the
Court exclude youthful-adult and virtual-child pornography from the
protection of the First Amendment.
I agree with the Court's decision not to grant this
request. Because the Government may already prohibit obscenity without
violating the First Amendment, see Miller v. California, 413 U. S. 15, 23
(1973), what the Government asks this Court to rule is that it may also
prohibit youthful-adult and virtual-adult pornography that is merely
indecent without violating that Amendment. Although such pornography looks
like the material at issue in New York v. Ferber, 458 U. S. 747 (1982), no
children are harmed in the process of creating such pornography. Id., at
759. Therefore, Ferber does not support the Government's ban on
youthful-adult and virtual-child pornography. See ante, at 10-13. The
Government argues that, even if the production of such pornography does
not directly harm children, this material aids and abets child abuse. See
ante, at 13-16. The Court correctly concludes that the causal connection
between pornographic images that 'appear' to include minors and actual
child abuse is not strong enough to justify withdrawing First Amendment
protection for such speech. See ante, at 12.
I also agree with the Court's decision to strike down
the CPPA's ban on material presented in a manner that 'conveys the
impression' that it contains pornographic depictions of actual children
('actual-child pornography'). 18 U. S. C. § 2256(8)(D). The Government
fails to explain how this ban serves any compelling state interest. Any
speech covered by § 2256(8)(D) that is obscene, actual-child pornography,
or otherwise indecent is prohibited by other federal statutes. See § §
1460-1466 (obscenity), 2256(8)(A), (B) (actual-child pornography),
2256(8)(B) (youthful-adult and virtual-child pornography). The Court
concludes that § 2256(8)(D) is overbroad, but its reasoning also
persuades me that the provision is not narrowly tailored. See ante, at
19-20. The provision therefore fails strict scrutiny. United States v.
Playboy Entertainment Group, Inc., 529 U. S. 803,
813 (2000).
Finally, I agree with Court that that the CPPA's ban on
youthful-adult pornography is overbroad. The Court provides several
examples of movies that, although possessing serious literary, artistic or
political value and employing only adult actors to perform simulated
sexual conduct, fall under the CPPA's proscription on images that
'appea[r] to be ... of a minor engaging in sexually explicit conduct,' 18
U. S. C. § 2256(8)(B). See ante, at 9-10 (citing Romeo and Juliet,
Traffic, and American Beauty). Individuals or businesses found to possess
just three such films have no defense to criminal liability under the
CPPA. § 2252A(d).
II
I disagree with the Court, however, that the CPPA's
prohibition of virtual- child pornography is overbroad. Before I reach
that issue, there are two preliminary questions: whether the ban on
virtual-child pornography fails strict scrutiny and whether that ban is
unconstitutionally vague. I would answer both in the negative.
The Court has long recognized that the Government has a
compelling interest in protecting our Nation's children. See Ferber,
supra, at 756-757 (citing cases). This interest is promoted by efforts
directed against sexual offenders and actual-child pornography. These
efforts, in turn, are supported by the CPPA's
ban on virtual-child pornography. Such images whet the appetites of child
molesters, § 121, 110 Stat. 3009-26, Congressional Findings (4), (10)
(B), in notes following 18 U. S. C. § 2251, who may use the images to
seduce young children, id., finding (3). Of even more serious concern is
the prospect that defendants indicted for the production, distribution, or
possession of actual- child pornography may evade liability by claiming
that the images attributed to them are in fact computer-generated.
Id., finding (6)(A). Respondents may be correct that no defendant has
successfully employed this tactic. See, e.g., United States v. Fox, 248 F.
3d 394 (CA5 2001); United States v. Vig, 167 F. 3d 443 (CA8 1999); United
States v. Kimbrough, 69 F. 3d 723 (CA5 1995); United States v. Coleman, 54
M. J. 869 (A. Ct. Crim. App. 2001). But, given the rapid pace of advances
in computer-graphics technology, the Government's concern is reasonable.
Computer-generated images lodged with the Court by Amici Curiae National
Law Center for Children and Families et al. bear a remarkable likeness to
actual human beings. Anyone who has seen, for example, the film Final
Fantasy: The Spirits Within (H. Sakaguchi and M. Sakakibara directors,
2001) can understand the Government's concern. Moreover, this Court's
cases do not require Congress to wait for harm to occur before it can
legislate against it. See Turner Broadcasting System, Inc. v. FCC, 520 U.
S. 180, 212 (1997).
Respondents argue that, even if the Government has a
compelling interest to justify banning virtual-child pornography, the
'appears to be ... of a minor' language is not narrowly tailored to serve
that interest. See Sable Communications of Cal., Inc. v. FCC, 492 U. S.
115, 126 (1989). They assert that the CPPA would capture even
cartoon-sketches or statues of children that were sexually suggestive.
Such images surely could not be used, for instance, to seduce children. I
agree. A better interpretation of 'appears to be ... of' is 'virtually
indistinguishable from'--an inte rpretation
that would not cover the examples respondents provide. Not only does the
text of the statute comfortably bear this narrowing interpretation, the
interpretation comports with the language that Congress repeatedly used in
its findings of fact. See, e.g., Congressional Finding (8) following 18 U.
S. C. § 2251 (discussing how 'visual depictions produced wholly or in
part by electronic, mechanical, or other means, including by computer,
which are virtually indistinguishable to the unsuspecting viewer
from photographic images of actual children' may whet the appetites of
child molesters). See also id., finding (5), (12). Finally, to the extent
that the phrase 'appears to be ... of' is ambiguous, the narrowing
interpretation avoids constitutional problems such as overbreadth and lack
of narrow tailoring. See Crowell v. Benson, 285 U. S. 22, 62 (1932).
Reading the statute only to bar images that are
virtually indistinguishable from actual children would not only assure
that the ban on virtual-child pornography is narrowly tailored, but would
also assuage any fears that the 'appears to be ... of a minor' language is
vague. The narrow reading greatly limits any risks from 'discriminatory
enforcement.' Reno v. American Civil Liberties Union, 521 U. S. 844, 872
(1997). Respondents maintain that the 'virtually indistinguishable from'
language is also vague because it begs the question: from whose
perspective? This problem is exaggerated. This Court has never required
'mathematical certainty' or 'meticulous specificity' from the language of
a statute. Grayned v. City of Rockford, 408 U. S. 104, 110 (1972).
The Court concludes that the CPPA's ban on
virtual-child pornography is overbroad. The basis for this holding is
unclear. Although a content-based regulation may serve a compelling state
interest, and be as narrowly tailored as possible while substantially
serving that interest, the regulation may unintentionally ensnare speech
that has serious literary, artistic, political, or scientific value or
that does not threaten the harms sought to be combated by the Government.
If so, litigants may challenge the regulation on its face as overbroad,
but in doing so they bear the heavy burden of demonstrating that the
regulation forbids a substantial amount of valuable or harmless speech.
See Reno, supra, at 896 (O'CONNOR, J., concurring in judgment in part and
dissenting in part) (citing Broadrick, 413 U. S., at 615). Respondents
have not made such a demonstration. Respondents provide no examples of
films or other materials that are wholly computer-generated and contain
images that 'appea[r] to be ... of minors' engaging in indecent conduct,
but that have serious value or do not facilitate child abuse. Their
overbreadth challenge therefore fails.
III
Although in my view the CPPA's ban on youthful-adult
pornography appears to violate the First Amendment, the ban on
virtual-child pornography does not. It is true that both bans are
authorized by the same text: The statute's definition of child pornography
to include depictions that 'appea[r] to be' of children in sexually
explicit poses. 18 U. S. C. § 2256(8)(B). Invalidating a statute due to
overbreadth, however, is an extreme remedy, one that should be employed
'sparingly and only as a last resor t.' Broadrick,
supra, at 613. We have observed that '[i]t is not the usual judicial
practice, . . . nor do we consider it generally desirable, to proceed to
an overbreadth issue unnecessarily.' Board of Trustees of State Univ. of
N. Y. v. Fox, 492 U. S. 469, 484-485 (1989).
Heeding this caution, I would strike the 'appears to
be' provision only insofar as it is applied to the subset of cases
involving youthful-adult pornography. This approach is similar to that
taken in United States v. Grace, 461 U. S. 171 (1983), which considered
the constitutionality of a federal statute
that makes it unlawful to 'parade, stand, or move in processions or
assemblages in the Supreme Court Building or grounds, or to display
therein any flag, banner, or device designed or adapted to bring into
public notice any party, organization, or movement.' 40 U. S. C. § 13k
(1994 ed.). The term 'Supreme Court . . . grounds' technically includes
the sidewalks surrounding the Court, but because sidewalks have
traditionally been considered a public forum, the Court held the statute
unconstitutional only when applied to sidewalks.
Although 18 U. S. C. § 2256(8)(B) does not distinguish
between youthful-adult and virtual-child pornography, the CPPA elsewhere
draws a line between these two classes of speech. The statute provides an
affirmative defense for those who produce, distribute, or receive
pornographic images of individuals who are actually adults, § 2252A(c),
but not for those with pornographic images that are wholly computer
generated. This is not surprising given that the legislative findings
enacted by Congress contain no mention of youthful-adult pornography.
Those findings focus explicitly only on actual-child pornography and
virtual- child pornography. See, e.g., finding (9) following § 2251
('[T]he danger to children who are seduced and molested with the aid of
child sex pictures is just as great when the child pornographer or child
molester uses visual depictions of child sexual activity produced wholly
or in part by electronic, mechanical, or other means, including by
computer, as when the material consists of unretouched photographic images
of actual children engaging in sexually explicit conduct'). Drawing a line
around, and striking just, the CPPA's ban on youthful-child pornography
not only is consistent with Congress' understanding of the categories of
speech encompassed by § 2256(8)(B), but also preserves the CPPA's
prohibition of the material that Congress found most dangerous to
children.
In sum, I would strike down the CPPA's ban on material
that 'conveys the impression' that it contains actual-child pornography,
but uphold the ban on pornographic depictions that 'appea[r] to be' of
minors so long as it is not applied to youthful-adult pornography.
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